Investor Money Collection Accounts: Managing Transfer Agency Risk

Managing Transfer Agency Risk

This whitepaper covers the area of risk surrounding Investor Collection Accounts, also know as Transfer Agency bank operating accounts.

Risk of fraud and resultant reputational damage has increase the focus on the monitoring and reconciliation of Investor Collection Accounts.

Also covered in this document is Investor Money Regulations (IMR) and AIFMD, detailing how both need to considered when reconciling the operating bank account.

What you'll learn

  • What risks to monitor in Investor Collection Accounts.
  • How to mitigate those risks.
  • Impact of IMR and AIFMD on Transfer Agency.


Our clients include:


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